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SEC.gov | SEC Charges Underwriter and Its Former CEO … Aug 26, 2021 · 2021-166. Washington D.C., Aug. 26, 2021 —. The Securities and Exchange Commission today instituted settled charges against Crews & Associates Inc., an Arkansas-based broker-dealer, and its former CEO, Rush F. Harding III, for unfair dealing in connection with a municipal bond tender offer.
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